Changing the ways individuals are regulated BusinessRiskTV Individual Accountability Regime Conduct Rules

By the end of 2019 all firms in UK regulated by the Financial Conduct Authority FCA must apply new rules on individual accountability. Nearly every person who works in financial services will be subject to the new regime. What are you doing to implement the regime? How are you engaging key staff? What are you … Continue reading Changing the ways individuals are regulated BusinessRiskTV Individual Accountability Regime Conduct Rules